Main
Sequence Page 4
The Photoelectric Effect and the Nature of Light
This
page includes a reasonably complete (but not exhaustive!) How-to
Experiment on the
photoelectric effect.
It also includes a How-to Experiment showing that light behaves like
very
small rocks.
It also includes a How-to experiment that proves once and for all that
light behaves like ripples on the surface of the ocean.
Yet another How-to will demonstrate light as a form of energy.
Contents
Introduction
Demonstration Procedure
Experiment Ideas
Experimental Results
Why It Shouldn't Work
Planck's 1900 Blackbody Law
Derivation
Einstein's 1905 Blackbody Law
Derivation
Einstein's Addenda
Einstein's 1909 Continuation of
the Thought
Concluding Remarks
Introduction:
Some Historical Notes
In 1905, to cut a long story short, when we were five years into the
quantum age, Albert
Einstein took physics an important step further by
finding a new way of deriving an already-existing formula. Which is
kind of amusing if you think of progress as 'new results' and not 'new
ways of arriving at old results.' Five years before, late in 1900, Max
Planck had published the correct expression for blackbody radiation as
a function of temperature and frequency using an hypothesis of
oscillators constrained to vibrate at quantized energies. If this makes
no sense to you, join the club. It makes no sense to me either. But
taking that in stride I'll discuss further the events of 1905, a very
famous year in physics, which is entirely the fault of Professor
Einstein.
The 1905 Einstein derivation of Planck's blackbody radiation law
followed an alternative path, but the crucial thing was that this
alternative path relied upon new physical ideas. (Incidentally here is a
'modern derivation' of this result.) Consequently physics
was drawn closer to an inevitable massive revision of its most
fundamental laws concerning the behavior of matter on microscopic
scales. After giving this new derivation of the blackbody formula,
Einstein proceeded to use his new ideas to provide explanations for
several hitherto-puzzling phenomena, the most famous being the photoelectric effect. This I will
describe briefly below.
The 1905 paper was a landmark
in the historical period from 1900 to 1925 in which the groundwork was
established for the correct theory of quantum mechanics. During this
same period, particularly from 1904 through 1917, Einstein was working
on relativity theory which also concerns matter and energy (among other
things like space and time and gravity!) In due course the two
theories--quantum mechanics and
relativity--began to overlap, or to put it another way, they had to be
reconciled with one another. After all, if both theories were correct
then they had to be mutually consistent. And according to experiment
they both seemed to be correct. (This reconciliation process is
very interesting and it is still in progress today.)
Photoelectric
Effect explained by analogy, and why analogies are the fool's gold of
quantum mechanics
The PE-effect is the liberation of electrons from a
material due to bombardment of that material by light.
If an electron in a
piece of zinc is available to conduct electricity then it is easily
pushed about by electric fields. I don't know if this is a good analogy
but if you consider a pond in the winter which has frozen over, there
might be some bushes along the banks that are frozen in place, poking
up through the ice. There might be some people skating around on
the clear ice at the center of the pond as well. The bushes are not
really available for motion-based activities but the skaters are. In
fact you might start pushing your friend around on the ice in any
direction you like, provided you can get a little traction, just for
your amusement. If your friend is amused by this sort of thing as well,
you might even give him a hard enough shove at the margin that he is
knocked off the pond altogether.
There are two remarks I'd like to make about this analogy before
getting down to the experiment. First: In this analogy your friend is
an electron, the frozen pond is the piece of zinc, and you are a
photon. (The bushes are more electrons that are stuck in the pond.) You
are exerting an influence on him by transferring energy, perhaps enough
energy to knock him out of the pond. That is, light can transfer energy
to electrons and this analogy is a version of Einstein's explanation of
the photoelectric effect: photons can knock electrons loose from zinc
or other materials. This was a profound step in trying to understand
light, since it had been earlier well established that light was more
analogous to ripples on an un-frozen pond, and not analogous to a guy
shoving skaters around on ice.
The second remark concerns the nature of these analogies. Feynman said
many times (to paraphrase a bit) that light and electrons are not like
ripples on ponds and they are not like people throwing each other off
of frozen ponds and they are not like baseballs and they are not like
bushes and they are not like anything else we know about. So these
analogies always suffer from being incomplete, almost wishful thinking.
The problem is that analogies provide a false sense of security.
Picture Wile E. Coyote traversing a gorge by nailing boards together
end-to-end. It only works part way across.
Analogies about how to learn are somewhat safer, because who cares how
I learn it eventually anyway? To employ one: The path to the top of the
mountain of "understanding the nature of
light" is a bit like the path out of Alice's looking-glass garden: I'm
obliged to start off in apparently the wrong direction and traverse a
long
and strange pathway to reach the top. Once there I can think in the wrong way, necessary
to properly understand how
light works (and how electrons work (so I'm told)) independent of
analogies with things I are familiar with. I am not there yet, not
there yet. But
this doesn't prevent me from shining violet light on pieces of zinc.
Demonstration
Procedure
Per habit I've tried to break this into a series of reasonable steps.
The idea behind this demonstration is that we have an effect-amplifier
that reveals the motions of billions of electrons. That is a little
strip of foil that hangs down against a backing plate (or flush with a
second piece of foil). The foil is suspended from above, as a hinge, so
that if excess charge is distributed throughout the metal the foil wil
respond by hinging upward. That is, the electrons will repel one
another and this is apparent in the motion of the foil.
All this would indicate that the electrons would really like to fly
away from the crowd of other electrons. Alas they can not, and we are
told this is due to a little energy barrier or 'work function' endemic
to the metal conductor. This barrier must be overcome for an electron
to escape. Enter the photons. Each photon-electron interaction is a
transfer of energy, in fact precisely the energy of the photon. We
choose a metal (zinc) with a work function about equal to the energy of
a violet photon and now the stage is set for electron liberation by
light bombardment. Of course once an electron is liberated it will be
pushed away by the others thereby depleting the electroscope of charge.
In consequence the foil will gradually relax back to its uncharged
position.
Step 1: Obtain some light sources. One of them must be a black light or
other source of violet/ultraviolet light. I use an old EPROM eraser
with the cover snapped off. I also have a Helium Neon laser
which is red light and of course incandescent and fluorescent lights
are easy to come by. Below is a photo of the key item, the EPROM
eraser. An EPROM is a type of microchip, an Erasable Programmable
Read-Only Memory chip is what it stands for I think. These have little
windows one can illuminate with UV to erase the chip's contents
so that it may be reprogrammed.
Below I'm using a sharp pointy little tool to push a switch that turns
on the UV bulb. You can see that plenty of blue light comes out as
well. This can be held near the zinc to bombard it with UV photons.
Don't look at this picture! UV light is bad for our eyes.
Step 2: Obtain or build an electroscope. If you decide to build one
there are lots of designs and examples on the web. They often involve
suspending a folded piece of foil from a little metal hangar inside an
Erlenmeyer flask. (My friend Bill points out that
black rubber stoppers can be conductive so try and
stick to cork.) I went ahead and ponied up $30 for this gold-leaf
electroscope.
The photo above is a little "busy" but hopefully the basic idea is
apparent: A sealed chamber with a glass front panel and a metal rod
poking through the top, details to follow. But why, for example, are
there apparently razor blades taped to the front glass? What is the
point of the comb? What's up with the nail taped to the top post? Here
are the answers:
- The razor blades are for the double-slit experiment. A piece of
hair suspended between them makes the double slit.
- The comb is used to scrape electrons out of the hair of some
volunteer and deposit them on the zinc-coated nail. When this happens
they spread to the gold foil and backing plate, causing the gold foil
to repel and elevate to the right. Here is a picture of the
electroscope when it is charged.
And just to make sure it is clear that the gold foil is really
suspended away from the backing plate, here is a zoom-in photo.
The nail is galvanized which means that it is coated with zinc. Zinc
has a very small work function as metals go, only about 3.08 electron
volts. Violet photons carry about this much energy and ultra-violet
photons carry more according to the formula
E = h x nu = h x c / lambda.
E is energy, h is Planck's constant (without the two x pi; this is h
and not h-bar), and nu is the frequency of the light. c is the speed of
light, about 3 x 108 cm / sec and lambda is the photon
wavelength. Visible light ranges from 400 -- 700 nanometers (nm). My
personal way to remember how to calculate energies easily is: A 100 nm
photon has energy 12.4 eV. A 200 nm photon has energy 12.4 / 2 eV, a
300 nm photon has energy 12.4 / 3 eV and so on.
Step 3. Obtain a galvanized nail and tape it to the electroscope post.
As described above this is entirely because the galvanization is link
and we should be able to knock electrons out of zinc with very-violet
photons.
Step 4. Obtain a bit of sandpaper and lightly sand the nail. This
removes any surface oxidation, exposing unoxidized zinc. The clean zinc
should work great for at least a couple of hours.
Step 5. Find a comb and find somebody with dry hair. Steal some
electrons from your volunteer and charge the
electroscope. That is, run the comb through somebody's hair and then
touch it to the nail. The electrscope leaves should fly apart,
demonstrating that you have either added or removed some charge. We
suppose this adds negative charge but proving this is another matter.
Step 6. Illuminate the zinc (the nail) with UV light. The electroscope
leaves should collapse.
Experiment
Ideas
This demonstration is not very astounding... in fact it's rather dull
at first blush. Getting something out of this is more a gradual process
of experimenting until it's apparent that something a little odd is
going on. It is an excellent opportunity for inquiry, particularly if
we add a few more tools, which this section describes. The full impact
of the photoelectric effect however is really apparent in the context
of pre-1905 ideas about light.
Try shining other light sources on the nail.
Try shining light on other parts of the electroscope (on the foil,
particularly).
Try hitting the nail with laser light for a long period.
Try putting positive charge on the electroscope (silk/glass rod).
Limit the area of exposure by covering the nail except for the head.
Experimental
Results
I set up a solar cell circuit to measure the power of applied light
sources.
Why
This Demonstration or Experiment Should Not Work
Discuss the energy inherent in the laser beam versus that of the UV
bulb. Include calculations of numbers of photons in both cases. Assume
some awful efficiency for the solar panel.
Planck's Derivation of the
Blackbody Radiation Law
Sketch this will remarks on harmonic oscillators.
Einstein's Derivation of the
Blackbody Radiation Law
The
text should be entirely about the physical ideas for this versus the
previous sections. Here is a
modern approach to deriving the PRL.
Einstein's
Addenda to this Derivation
How PE-effect and the other 2 or 3 things were accounted for.
Einstein's
1909 Continuation of the Thought
The point of the 1909 paper in taking another step towards the identity
of light that served.
Concluding
Remarks... where next?
Concerns statistics and the relationship between microscopia and bulk
material properties, another version of our signal amplifier mentioned
in the phenomena page. A box of gas is itself an experimental device, a
kind of cascade amplifier...
Might also mention in here that temperature is very important to
descriptions of gas, defer more on this to another page.
From here segue into a discussion of non-causal physics in the 20th
century and the introduction of probability. I'm very interested in the
open-endedness of Einstein's work showing photons are quantized when
appropriate and the hint this gives about uncertainty, the loss of
predictive causality. This is a huge conceptual leap on a par with the
preliminary suggestion that light is quantized. So Einstein took a
pretty good run at the edge of the pond but stopped at the last second,
and the irony that he shoved a lot of other physicists off the pond
regardless of his own reticence. The reticence would have been lost but
for the magnitude of everything he accomplished.
Outline the very important question (from my list) of how a timescale
is determined for a given probabilistic problem. For example
radioactive decay, or stellar nucleosynthesis (hydrogen chain, carbon
cycle).
Finally I've found a simple problem in discrete probability that is a
good way of getting immersed in probability and counting possibilities
(combinatorics). The problem is this: Suppose you have a handful of
dice and you throw them all at once. You examine the dice and remove
any which came up "6". Then you scoop up the remaining dice and throw
them a second time. Again you scoop out the "sixes" and repeat. If you
are talented, you will quickly reduce your original pile of dice to
nothing. If you are not so talented (or fortunate) it will require many
throws to eliminate all the dice. But...
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